-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, QrYcnulHb+vWYeMEfkuWJeoHiadzJh4tdP6uwO2ZKU2ZlVN449gNXJbvosUWkuAb zp72/F6qZSHNfNyeQhb5nA== 0000922423-04-000075.txt : 20040123 0000922423-04-000075.hdr.sgml : 20040123 20040123172247 ACCESSION NUMBER: 0000922423-04-000075 CONFORMED SUBMISSION TYPE: SC 13D/A PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 20040123 FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: BARINGTON CAPITAL GROUP L P CENTRAL INDEX KEY: 0000887762 FILING VALUES: FORM TYPE: SC 13D/A BUSINESS ADDRESS: STREET 1: 888 SEVENTH AVENUE 17TH FL CITY: NEW YORK STATE: NY ZIP: 10019 BUSINESS PHONE: 2129745400 SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: DYNABAZAAR INC CENTRAL INDEX KEY: 0001053676 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-BUSINESS SERVICES, NEC [7389] IRS NUMBER: 043351937 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13D/A SEC ACT: 1934 Act SEC FILE NUMBER: 005-60729 FILM NUMBER: 04541430 BUSINESS ADDRESS: STREET 1: 500 UNICORN PARK DR CITY: WOBURN STATE: MA ZIP: 01801 BUSINESS PHONE: 7813765600 MAIL ADDRESS: STREET 1: 500 UNICORN PARK DRIVE CITY: WOBURN STATE: MA ZIP: 01801 FORMER COMPANY: FORMER CONFORMED NAME: FAIRMARKET INC DATE OF NAME CHANGE: 19991209 SC 13D/A 1 kl01026_sc13d-a.txt SCHEDULE 13D AMENDMENT NO.. 2 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D (Rule 13d-101) (Amendment No. 2) INFORMATION TO BE INCLUDED IN STATEMENTS FILED PURSUANT TO RULE 13d-1(a) AND AMENDMENTS THERETO FILED PURSUANT TO RULE 13d-2(a) Dynabazaar, Inc. ---------------- (Name of Issuer) Common Stock, $.001 par value ----------------------------- (Title of Class of Securities) 305158107 --------- (CUSIP Number) Mr. James Mitarotonda c/o Barington Capital Group, L.P. 888 Seventh Avenue, 17th Floor New York, N.Y. 10019 (212) 974-5700 -------------- (Name, Address and Telephone Number of Person Authorized to Receive Notices and Communications) December 31, 2003 ----------------- (Date of Event Which Requires Filing of This Statement) If the filing person has previously filed a statement on Schedule 13G to report the acquisition which is the subject of this Schedule 13D, and is filing this schedule because of Rule 13d-1(e), 13d-1(f), or 13d-1(g), check the following box: |_|. SCHEDULE 13D CUSIP No. 305158107 - ------------------- 1) NAME OF REPORTING PERSON S.S. OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSON Barington Companies Equity Partners, L.P. 13-4088890 ------------------------------------------------------------------------------- 2) CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (a) |x| (b) |_| - -------------------------------------------------------------------------------- 3) SEC USE ONLY - -------------------------------------------------------------------------------- 4) SOURCE OF FUNDS WC OO - -------------------------------------------------------------------------------- 5) CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEMS 2(d) OR 2(e) |_| - -------------------------------------------------------------------------------- 6) CITIZENSHIP OR PLACE OF ORGANIZATION Delaware - -------------------------------------------------------------------------------- 7) SOLE VOTING POWER NUMBER OF 648,890 SHARES ------------------------------------------------------- BENEFICIALLY 8) SHARED VOTING POWER OWNED BY none EACH ------------------------------------------------------- REPORTING 9) SOLE DISPOSITIVE POWER PERSON 648,890 WITH ------------------------------------------------------- 10) SHARED DISPOSITIVE POWER none - -------------------------------------------------------------------------------- 11) AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 648,890 - -------------------------------------------------------------------------------- 12) CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES |_| - -------------------------------------------------------------------------------- 13) PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11) 2.4% - -------------------------------------------------------------------------------- 14) TYPE OF REPORTING PERSON PN - -------------------------------------------------------------------------------- 2 SCHEDULE 13D CUSIP No. 305158107 - ------------------- 1) NAME OF REPORTING PERSON S.S. OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSON Ramius Capital Group, LLC 13-3937658 - -------------------------------------------------------------------------------- 2) CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (a) |x| (b) |_| - ------------------------------------------------------------------------------- 3) SEC USE ONLY - ------------------------------------------------------------------------------- 4) SOURCE OF FUNDS OO - ------------------------------------------------------------------------------- 5) CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEMS 2(d) OR 2(e) |_| - ------------------------------------------------------------------------------- 6) CITIZENSHIP OR PLACE OF ORGANIZATION Delaware - ------------------------------------------------------------------------------- 7) SOLE VOTING POWER NUMBER OF 313,695 SHARES ------------------------------------------------------- BENEFICIALLY 8) SHARED VOTING POWER OWNED BY none EACH ------------------------------------------------------- REPORTING 9) SOLE DISPOSITIVE POWER PERSON 313,695 WITH ------------------------------------------------------- 10) SHARED DISPOSITIVE POWER none - ------------------------------------------------------------------------------- 11) AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 313,695 - ------------------------------------------------------------------------------- 12) CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES |_| - ------------------------------------------------------------------------------- 13) PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11) 1.2% - ------------------------------------------------------------------------------- 14) TYPE OF REPORTING PERSON OO - ------------------------------------------------------------------------------- 3 SCHEDULE 13D CUSIP No. 305158107 - ------------------- 1) NAME OF REPORTING PERSON S.S. OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSON Ramius Halifax Partners, L.P. 98-01976232 ------------------------------------------------------------------------------- 2) CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (a) |x| (b) |_| - -------------------------------------------------------------------------------- 3) SEC USE ONLY - -------------------------------------------------------------------------------- 4) SOURCE OF FUNDS OO - -------------------------------------------------------------------------------- 5) CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEMS 2(d) OR 2(e) |_| - -------------------------------------------------------------------------------- 6) CITIZENSHIP OR PLACE OF ORGANIZATION Delaware - -------------------------------------------------------------------------------- 7) SOLE VOTING POWER NUMBER OF 313,695 SHARES ------------------------------------------------------ BENEFICIALLY 8) SHARED VOTING POWER OWNED BY none EACH ------------------------------------------------------ REPORTING 9) SOLE DISPOSITIVE POWER PERSON 313,695 WITH ------------------------------------------------------ 10) SHARED DISPOSITIVE POWER none - -------------------------------------------------------------------------------- 11) AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 313,695 - -------------------------------------------------------------------------------- 12) CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES |_| - -------------------------------------------------------------------------------- 13) PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11) 1.2% - -------------------------------------------------------------------------------- 14) TYPE OF REPORTING PERSON PN - -------------------------------------------------------------------------------- 4 SCHEDULE 13D CUSIP No. 305158107 - ------------------- 1) NAME OF REPORTING PERSON S.S. OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSON MM Companies, Inc. 54-1811721 ------------------------------------------------------------------------------- 2) CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (a) |x| (b) |_| - -------------------------------------------------------------------------------- 3) SEC USE ONLY - -------------------------------------------------------------------------------- 4) SOURCE OF FUNDS WC OO - -------------------------------------------------------------------------------- 5) CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEMS 2(d) OR 2(e) |_| - -------------------------------------------------------------------------------- 6) CITIZENSHIP OR PLACE OF ORGANIZATION Delaware - -------------------------------------------------------------------------------- 7) SOLE VOTING POWER NUMBER OF 627,890 SHARES ------------------------------------------------------- BENEFICIALLY 8) SHARED VOTING POWER OWNED BY none EACH ------------------------------------------------------- REPORTING 9) SOLE DISPOSITIVE POWER PERSON 627,890 WITH ------------------------------------------------------- 10) SHARED DISPOSITIVE POWER none - -------------------------------------------------------------------------------- 11) AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 627,890 - -------------------------------------------------------------------------------- 12) CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES |_| - -------------------------------------------------------------------------------- 13) PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11) 2.3% - -------------------------------------------------------------------------------- 14) TYPE OF REPORTING PERSON CO - -------------------------------------------------------------------------------- 5 Introduction. This Amendment No. 2 amends and supplements the Schedule 13D, dated February 25, 2002 (the "Schedule 13D"), filed with the Securities and Exchange Commission by JHC Investment Partners, LLC ("JHC"), MM Companies, Inc., formerly known as musicmaker.com, Inc. ("MM Companies"), Jewelcor Management, Inc. and Barington Companies Equity Partners, L.P., with respect to the common stock, $.001 par value (the "Common Stock") of Dynabazaar, Inc., a Delaware corporation, formerly known as Fairmarket, Inc. (the "Company"). The principal executive offices of the Company are located at 500 Unicorn Park Drive, Woburn, Massachusetts 01801. Item 2(a) - (c) of Schedule 13D, "Identity and Background" is deleted in its entirety and replaced with the following: (a) - (c) This Schedule 13D is being filed by Barington Companies Equity Partners, L.P., Ramius Capital Group, LLC, Ramius Halifax Partners, L.P. and MM Companies, Inc. (collectively, the "Reporting Entities"). Barington Companies Equity Partners, L.P. is a Delaware limited partnership formed to engage in the business of acquiring, holding and disposing of investments in various companies. The address of the principal business and principal offices of Barington Companies Equity Partners, L.P. is 888 Seventh Avenue, 17th Floor, New York, New York 10019. The general partner of Barington Companies Equity Partners, L.P. is Barington Companies Investors, LLC. Barington Companies Investors, LLC is a Delaware limited liability company formed to be the general partner of Barington Companies Equity Partners, L.P. The address of the principal business and principal offices of Barington Companies Investors, LLC is 888 Seventh Avenue, 17th Floor, New York, New York 10019. James Mitarotonda is the managing member of Barington Companies Investors, LLC. The business address of Mr. Mitarotonda is c/o Barington Capital Group, L.P., 888 Seventh Avenue, 17th Floor, New York, New York 10019. Ramius Capital Group, LLC is a Delaware limited liability company that is engaged in money management and investment advisory services for third parties and proprietary accounts. The address of the principal business and principal offices of Ramius Capital Group, LLC is 666 Third Avenue, 26th Floor, New York, New York 10017. The Managing Member of Ramius Capital Group, LLC is C4S, LLC, a Delaware limited liability company formed to be the managing member of Ramius Capital Group, LLC. The address of the principal business and principal offices of C4S, LLC is 666 Third Avenue, 26th Floor, New York, New York 10017. Each of Peter A. Cohen, Morgan B. Stark, Jeffrey M. Solomon and Thomas W. Strauss is a managing member of C4S, LLC. The business address of each of Messrs. Cohen, Stark, Solomon and Strauss is 666 Third Avenue, 26th Floor, New York, New York 10017. Ramius Halifax Partners, L.P. is a Delaware limited partnership that is engaged in investing in a multi-strategy portfolio. The address of the principal business and principal offices of Ramius Halifax Partners, L.P. is 666 Third Avenue, 26th Floor, New York, New York 6 10017. The general partner of Ramius Halifax Partners, L.P. is Ramius Capital Group, LLC, which is discussed above. MM Companies, Inc. is a Delaware corporation that was formerly engaged in the business of marketing customized compact discs over the internet and is presently exploring alternative business opportunities. The address of the principal business and principal offices of MM Companies, Inc. is c/o Barington Capital Group, L.P., 888 Seventh Avenue, 17th Floor, New York, New York 10019. The officers and directors of MM Companies, Inc. and their principal occupations and business addresses are set forth on Schedule II and incorporated by reference in this Item 2. Item 4 of the Schedule 13D, "Purpose of the Transaction," is amended by adding the following: As of December 31, 2003, JHC Investment Partners, LLC determined to distribute pro rata to the members of JHC all of the Common Stock of the Company held by JHC, in the following amounts: Name # of Shares ---- ----------- Barington Companies Equity Partners, L.P. 627,390 Ramius Capital Group, LLC 313,695 Ramius Halifax Partners, L.P. 313,695 Jewelcor Management, Inc. 627,390 MM Companies, Inc. 627,390 Wynnefield Partners Small Cap Value, L.P. 198,067 Wynnefield Partners Small Cap Value, L.P. 1 285,024 Wynnefield Small Cap Value Offshore Fund, Ltd. 144,299 UV Equities LLC 348,550 Following such distribution, Barington Companies Equity Partners, L.P., Ramius Capital Group, LLC, Ramius Halifax Partners, LLC and MM Companies, but not Jewelcor Management, Inc., Wynnefield Partners Small Cap Value, L.P., Wynnefield Partners Small Cap Value, L.P. 1, Wynnefield Small Cap Value Offshore Fund, Ltd. and UV Equities LLC, may continue to act together for the purpose of acquiring, holding or disposing of Common Stock of the Company, and accordingly may be deemed to constitute a "group" for purposes of Section 13(d) of the Securities Exchange Act of 1934 and the rules thereunder. Inclusion of Jewelcor Management, Inc., Wynnefield Partners Small Cap Value, L.P., Wynnefield Partners Small Cap Value, L.P. 1, Wynnefield Small Cap Value Offshore Fund, Ltd. and UV Equities LLC in any such group is expressly disclaimed. Item 5(a) of the Schedule 13D, "Interest in Securities of the Issuer," is deleted in its entirety and replaced with the following: (a) As of the date hereof, the Reporting Entities own an aggregate of 1,904,170 shares of Common Stock, representing approximately 7.0% of the outstanding shares of Common Stock based upon the 27,049,744 shares of Common Stock reported by the Company to be issued and 7 outstanding as of November 12, 2003 in its Quarterly Report on Form 10-Q for the quarter ended September 30, 2003. As of the date hereof, Barington Company Equities Partners, L.P. beneficially owns an aggregate of 648,890 shares of Common Stock, representing approximately 2.4% of the outstanding shares of Common Stock. As of the date hereof, Ramius Capital Group, LLC beneficially owns an aggregate of 313,695 shares of Common Stock, representing approximately 1.2% of the outstanding shares of Common Stock. As of the date hereof, Ramius Halifax Partners, L.P. beneficially owns an aggregate of 313,695 shares of Common Stock, representing approximately 1.2% of the outstanding shares of Common Stock. As of the date hereof, MM Companies beneficially owns an aggregate of 627,890 shares of Common Stock, representing approximately 2.3% of the outstanding shares of Common Stock. Item 7 of the Schedule 13D, "Materials to be Filed as Exhibits," is amended by adding the following: 4. Agreement of Joint Filing among Barington Companies Equity Partners, L.P., Ramius Capital Group, LLC, Ramius Halifax Partners, LLC and MM Companies, Inc., and dated January 23, 2004. 5. Letter dated November 19, 2003 from Barington Capital Group, L.P. to Goodwin Procter & Hoar. Schedule II of the Schedule 13D, "Directors and Officers of musicmaker.com, Inc." is deleted in its entirety and replaced with the following:
SCHEDULE II Directors and Officers of MM Companies, Inc. Name and Position Principal Occupation Principal Business Address - ----------------- -------------------- -------------------------- James A. Mitarotonda, Chairman and Chief c/o Barington Capital Group, L.P. President, Chief Executive Officer, 888 Seventh Avenue, 17th Floor Executive Officer and Barington Capital New York, New York 10019 Director Group, L.P. Jesse Choper, Professor of Public Univ. of California Law School Director Law, University of Boalt Hall California at Berkeley Berkeley, California 94720 School of Law Seymour Holtzman, Chairman and Chief 100 North Wilkes Barre Blvd. Chairman Executive Officer, Wilkes Barre, Pennsylvania 18702 Jewelcor Management, Inc. William J. Fox, Chairman and Chief 1700 Broadway, Suite 2200 Director Executive Officer, New York, New York 10019 Arcade Marketing Inc. Joseph Wright, Jr., President & Chief 20 Westport Road Director Executive Officer, Wilton, Connecticut 06897 PanAmSat Corp. Melvin Brunt, Chief Financial Officer c/o Barington Capital Group, L.P. Chief Financial Officer Barington Capital 888 Seventh Avenue, 17th Floor Group, L.P. New York, New York 10019
8 SIGNATURES ---------- After reasonable inquiry and to the best knowledge and belief of the undersigned, the undersigned certify that the information set forth in this Schedule 13D--Amendment No. 2 is true, complete and correct. Dated: January 23, 2004 BARINGTON COMPANIES EQUITY PARTNERS, L.P. By Barington Companies Investors, LLC, its general partner By /s/ James A. Mitarotonda ---------------------------------- Name: James A. Mitarotonda Title: Manager RAMIUS CAPITAL GROUP, LLC By /s/ Jeffrey M. Solomon ---------------------------------- Name: Jeffrey M. Solomon Title: Authorized Signatory RAMIUS HALIFAX PARTNERS, LLC By /s/ Jeffrey M. Solomon --------------------------------- Name: Jeffrey M. Solomon Title: Authorized Signatory MM COMPANIES, INC. By /s/ James A. Mitarotonda --------------------------------- Name: James A. Mitarotonda Title: President and Chief Executive Officer 9 EXHIBIT 4 Agreement of Joint Filing Pursuant to Rule 13d-1(f) promulgated under the Securities Exchange Act of 1934, as amended, the undersigned persons hereby agree to file with the Securities and Exchange Commission the Statement on Schedule 13D (the "Statement") to which this Agreement is attached as an exhibit, and agree that such Statement, as so filed, is filed on behalf of each of them. IN WITNESS WHEREOF, the undersigned have executed this Agreement. Dated: January 23, 2004 BARINGTON COMPANIES EQUITY PARTNERS, L.P. By Barington Companies Investors, LLC, its general partner By /s/ James A. Mitarotonda ----------------------------------- Name: James A. Mitarotonda Title: Manager RAMIUS CAPITAL GROUP, LLC By /s/ Jeffrey M. Solomon ---------------------------------- Name: Jeffrey M. Solomon Title: Authorized Signatory RAMIUS HALIFAX PARTNERS, LLC By /s/ Jeffrey M. Solomon --------------------------------- Name: Jeffrey M. Solomon Title: Authorized Signatory MM COMPANIES, INC. By /s/ James A. Mitarotonda --------------------------------- Name: James A. Mitarotonda Title: President and Chief Executive Officer 10 EXHIBIT 5 Barington Capital Group November 19, 2003 Goodwin Procter & Hoar 53 State Street Boston, MA 02109 Attn: Mr. Jonathan Dinwoodey Re: Shares of FAIM (Fairmarket, Inc.) owned by JHC Investment Partners LLC Dear Jon: As previously discussed, please break up the shares currently held by JHC Investment Partners LLC in the following lots: Barington Companies Equity Partners, LP 627,390 Ramius Capital Group, LLC 313,695 Ramius Halifax Partners, LP 313,695 Jewelcor Management Inc. 627,390 MM Companies Inc. 627,390 Wynnefield Partners Small Cap Value, LP 198,067 Wynnefield Partners Small Cap Value, LP 1 285,024 Wynnefield Small Cap Value Offshore Fund, Ltd. 144,299 UV Equities LLC 348,550 Total Shares 3,485,500 It is understood that these new lot's will continue to carry restrictive legend. Please forward all certificates for the new lots to Barington Capital Group, LP at 888 Seventh Avenue 17th Floor, New York, NY 10019 Attn: Clark D. Ruiz II. Should you have any further questions, feel free to contact me at 212.974.5714. Sincerely, /s/ Clark D. Ruiz II /s/ James A. Mitarotonda CC: Mel Brunt, Stacey Rickman 11 -----END PRIVACY-ENHANCED MESSAGE-----